Fee-only adviser · Lakewood, NJ
Leatherback Investments LLC
Leatherback Investments LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Lakewood, New Jersey. On its latest Form ADV, filed March 12, 2026, it reports $170M in regulatory assets under management and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 299608 · SEC file 801-129879 |
| Office | 1750 Cedarbridge Avenue, Suite 2 Lakewood, NJ 08701 |
| Phone | (732) 242-4045 |
| Website | www.leatherbackinvestments.com |
| Regulatory assets under management | $170M ($113M discretionary) |
| Individual clients | Fewer than 5 |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 12, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Lakewood
- Geneva Financial Group $234M
Nearby
- Toms River 4 firms
- Brielle 2 firms
- Manasquan 2 firms
- Farmingdale 1 firm
- Wall Township 1 firm
- Spring Lake 1 firm
- Freehold 1 firm
- Asbury Park 1 firm
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