Fee-only adviser · San Jose, CA
Legacy Wealth Advisors, LLC
Legacy Wealth Advisors, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in San Jose, California. On its latest Form ADV, filed March 18, 2026, it reports $178M in regulatory assets under management, 62 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 127758 · SEC file 801-119518 |
| Office | 2001 Gateway Place Suite 600W San Jose, CA 95110 |
| Phone | (408) 452-7700 |
| Website | www.legacywealthadvisorsllc.com |
| Regulatory assets under management | $178M ($168M discretionary) |
| Individual clients | 16 non-high-net-worth, 46 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 6 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 18, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in San Jose
- Potentia Wealth $569M
- Werba Rubin Papier Wealth Management, LLC $1.4B
- Silicon Valley Capital Partners, L.P. $1.3B
- Concentrum Wealth Management $987M
- TTP Investments, Inc. $571M
- Betterwealth LLC $660M
See all 25 fee-only advisers in San Jose →
Nearby
- Campbell 5 firms
- Santa Clara 4 firms
- Sunnyvale 3 firms
- Milpitas 1 firm
- Saratoga 3 firms
- Cupertino 6 firms
- Los Gatos 9 firms
- Mountain View 7 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Legacy Wealth Advisors, LLC? Update this listing.