Fee-only adviser · Brea, CA
Lighthouse Financial Services Inc
Lighthouse Financial Services Inc is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Brea, California. On its latest Form ADV, filed January 22, 2026, it reports $473M in regulatory assets under management, 458 individual clients and 5 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 110367 · SEC file 801-55848 |
| Office | 3070 Saturn Street Suite 101 Brea, CA 92821 |
| Phone | (714) 572-8900 |
| Website | www.lighthouselink.com |
| Regulatory assets under management | $473M |
| Individual clients | 299 non-high-net-worth, 159 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Educational seminars |
| Employees | 6 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | January 22, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Brea
- Anchor Financial Group $102M
- Layari Financial $9.1M
- Oaktree Wealth Group Inc. $10M
- Lucidity Wealth Advisors Inc. $21M
- Sackett Wealth Advisors, Inc. $212M
See all 6 fee-only advisers in Brea →
Nearby
- Placentia 1 firm
- Yorba Linda 1 firm
- Fullerton 2 firms
- Diamond Bar 3 firms
- Anaheim 4 firms
- Chino Hills 1 firm
- Hacienda Heights 1 firm
- Whittier 2 firms
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