Fee-only adviser · Brea, CA
Lucidity Wealth Advisors Inc.
Lucidity Wealth Advisors Inc. is a fee-only investment adviser registered with the securities regulator of California, with a mailing address in Brea, California (its office is a private residence, so the street address is not published). On its latest Form ADV, filed February 23, 2026, it reports $21M in regulatory assets under management, 11 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 326482 |
| Office | Brea, CA (mailing address; office not published) |
| Phone | (949) 232-0099 |
| Website | www.luciditywealth.com |
| Regulatory assets under management | $21M |
| Individual clients | 0 non-high-net-worth, 11 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 23, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Brea
- Lighthouse Financial Services Inc $473M
- Anchor Financial Group $102M
- Layari Financial $9.1M
- Oaktree Wealth Group Inc. $10M
- Sackett Wealth Advisors, Inc. $212M
See all 6 fee-only advisers in Brea →
Nearby
- Placentia 1 firm
- Yorba Linda 1 firm
- Fullerton 2 firms
- Diamond Bar 3 firms
- Anaheim 4 firms
- Chino Hills 1 firm
- Hacienda Heights 1 firm
- Whittier 2 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Lucidity Wealth Advisors Inc.? Update this listing.