Fee-only adviser · Carlsbad, CA
MH & Associates Securities Management Corporation
MH & Associates Securities Management Corporation is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Carlsbad, California. On its latest Form ADV, filed August 31, 2026, it reports $200M in regulatory assets under management, 75 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 110516 · SEC file 801-16281 |
| Office | 2888 Loker Avenue East Suite 318 Carlsbad, CA 92010 |
| Phone | (626) 440-9694 |
| Website | www.mhinvestments.net |
| Regulatory assets under management | $200M ($190M discretionary) |
| Individual clients | 27 non-high-net-worth, 48 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Carlsbad
- Financial Focus LLC $800M
- Seaside Wealth Management, Inc. $459M
- MKT Advisors LLC $464M
- Carlsbad Wealth Advisory Group, Inc. $238M
- Fonte Financial Advisors $158M
- Five Oceans Advisors $456M
See all 17 fee-only advisers in Carlsbad →
Nearby
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- Cardiff-By-The-Sea 1 firm
- Solana Beach 4 firms
- Rancho Santa Fe 7 firms
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