Fee-only adviser · Baltimore, MD
Mount Vernon Associates Inc
Mount Vernon Associates Inc is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Baltimore, Maryland. On its latest Form ADV, filed February 18, 2026, it reports $233M in regulatory assets under management, 62 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 107099 · SEC file 801-26821 |
| Office | 575 S Charles Street, Ste 401 Baltimore, MD 21201 |
| Phone | (410) 377-9780 |
| Website | www.mtvernonassoc.us |
| Regulatory assets under management | $233M |
| Individual clients | 23 non-high-net-worth, 39 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 18, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Baltimore
- D.f. Dent and Company, Inc. $7.9B
- WBH Advisory, Inc. $1.7B
- Wealth Planning Group $361M
- Buttonwood Financial Advisors, Inc. $483M
- Armstrong Dixon $448M
- Booster, LLC $229M
See all 23 fee-only advisers in Baltimore →
Nearby
- Linthicum 1 firm
- Towson 14 firms
- Lutherville 2 firms
- Timonium 6 firms
- Hanover 1 firm
- Owings Mills 1 firm
- Woodstock 1 firm
- Phoenix 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Mount Vernon Associates Inc? Update this listing.