Fee-only adviser · Birmingham, AL
Navigate Wealth Management, LLC
Navigate Wealth Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Birmingham, Alabama. On its latest Form ADV, filed August 10, 2026, it reports $430M in regulatory assets under management, 271 individual clients and 6 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 173770 · SEC file 801-114048 |
| Office | 2850 19th Street South Suite 350 Birmingham, AL 35209 |
| Phone | (205) 224-9500 |
| Website | www.navigatewealth.com |
| Regulatory assets under management | $430M |
| Individual clients | 140 non-high-net-worth, 131 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets, Hourly, Fixed fee, Other |
| Services | Financial planning, Portfolio management |
| Employees | 8 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 10, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Birmingham
- Waverly Advisors, LLC $29.9B
- Eversource Wealth Advisors, LLC $5.1B
- The Welch Group, LLC $3.7B
- Southern Financial Group, LLC $1.1B
- Meld Financial, Inc. $776M
- Oakworth Asset Management, LLC $846M
See all 37 fee-only advisers in Birmingham →
Nearby
- Homewood 2 firms
- Vestavia Hills 2 firms
- Hoover 1 firm
- Mountain Brook 1 firm
- Vestavia 1 firm
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