Fee-only adviser · Broomfield, CO
New West Investment Management, Inc.
New West Investment Management, Inc. is a fee-only investment adviser registered with the securities regulators of California, Colorado, Texas, with a mailing address in Broomfield, Colorado (its office is a private residence, so the street address is not published). On its latest Form ADV, filed June 9, 2026, it reports $80M in regulatory assets under management, 60 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, Colorado, Texas |
|---|---|
| Firm CRD number | 117872 |
| Office | Broomfield, CO (mailing address; office not published) |
| Phone | (719) 783-4445 |
| Website | newwestinvestment.com |
| Regulatory assets under management | $80M |
| Individual clients | 35 non-high-net-worth, 25 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | June 9, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Broomfield
- Peak Financial Management, Inc. $109M
- White Hawk Wealth Management $131M
- Millennial Wealth Management, LLC $36M
- Cayden Wealth Management $22M
- Wolff Financial Advisors, LLC $13M
- James Morgan Asset Management, LLC $10M
See all 8 fee-only advisers in Broomfield →
Nearby
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- Thornton 1 firm
- Erie 2 firms
- Lakewood 6 firms
- Boulder 27 firms
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