Fee-only adviser · Burlingame, CA
Occidental Asset Management, LLC
Occidental Asset Management, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Burlingame, California. On its latest Form ADV, filed October 27, 2026, it reports $1.4B in regulatory assets under management, 945 individual clients and 9 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 168650 · SEC file 801-78516 |
| Office | 301 California Drive #9 Burlingame, CA 94010 |
| Phone | (650) 344-1600 |
| Website | occidentalasset.com |
| Regulatory assets under management | $1.4B |
| Individual clients | 945 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 15 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | October 27, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Burlingame
- Tessara Wealth $162M
- East Rock Financial Services, LLC $136M
- Burlingame Wealth Management, LLC $129M
- MC Investments & Advisory LLC $4.0M
- Live Oak Advisors, LLC $7.1M
- Circuit Wealth LLC $1.2M
See all 7 fee-only advisers in Burlingame →
Nearby
- Millbrae 1 firm
- San Mateo 20 firms
- Foster City 6 firms
- South San Francisco 2 firms
- Redwood City 6 firms
- Redwood Shores 3 firms
- San Carlos 1 firm
- Woodside 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Occidental Asset Management, LLC? Update this listing.