PNW Asset Management

PNW Asset Management is a fee-only investment adviser registered with the securities regulators of California, New Mexico, Tennessee, Washington, with its main office in Seattle, Washington. On its latest Form ADV, filed February 5, 2026, it reports $105M in regulatory assets under management, 78 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: California, New Mexico, Tennessee, Washington
Firm CRD number	172429
Office	2033 Sixth Ave., Ste. 815 Seattle, WA 98121
Phone	(206) 259-0575
Website	www.pnwam.com
Regulatory assets under management	$105M ($105M discretionary)
Individual clients	35 non-high-net-worth, 43 high-net-worth
Financial planning clients	51-100
How it charges	Percentage of assets
Services	Financial planning, Portfolio management
Employees	3
Disciplinary disclosures	None reported
Latest Form ADV filing	February 5, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
• Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

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