Fee-only adviser · Olympia, WA
Prentice Financial Planning, LLC
Prentice Financial Planning, LLC is a fee-only investment adviser registered with the securities regulator of Washington, with its main office in Olympia, Washington. On its latest Form ADV, filed May 28, 2026, it reports $97M in regulatory assets under management, 180 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Washington |
|---|---|
| Firm CRD number | 286565 |
| Office | 2407 Pacific Avenue Suite a Olympia, WA 98501 |
| Phone | (360) 754-0490 |
| Website | www.prenticefp.com |
| Regulatory assets under management | $97M |
| Individual clients | 137 non-high-net-worth, 43 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 28, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Olympia
- Stapp Wealth Management, PLLC $145M
- Soundview Advisors $387M
- Byrne & Company Wealth Management, LLC $143M
- Sawston Wealth Management LLC $45M
- GK Capital Partners $77M
See all 6 fee-only advisers in Olympia →
Nearby
- Tumwater 1 firm
- Lacey 2 firms
- Fox Island 1 firm
- University Place 1 firm
- Gig Harbor 8 firms
- Tacoma 10 firms
- Puyallup 3 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Prentice Financial Planning, LLC? Update this listing.