Fee-only adviser · Newton, MA
Proficio Capital Partners LLC
Proficio Capital Partners LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Newton, Massachusetts. On its latest Form ADV, filed September 1, 2026, it reports $8.2B in regulatory assets under management, 143 individual clients and 11 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 269931 · SEC file 801-106483 |
| Office | 300 Washington Street Ste 951 One Gateway Center Newton, MA 02458 |
| Phone | (617) 340-8425 |
| Website | proficiocap.com |
| Regulatory assets under management | $8.2B ($7.6B discretionary) |
| Individual clients | 0 non-high-net-worth, 143 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Fixed fee |
| Services | Portfolio management, Selection of other advisers |
| Employees | 25 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 1, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Newton
- Triple Summit Advisors, LLC $108M
- Renaissance Wealth Advisors, LLC $110M
- Ridley Cove Financial Advisors LLC $41M
- Paragon Financial Advisors $113M
- Insight Financial Strategists $28M
- Thurston Hall Investment Research, LLC $78M
See all 11 fee-only advisers in Newton →
Nearby
- West Newton 1 firm
- Waban 1 firm
- Auburndale 1 firm
- Newton Centre 1 firm
- Newton Upper Falls 1 firm
- Newton Lower Falls 1 firm
- Needham 10 firms
- Belmont 2 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Proficio Capital Partners LLC? Update this listing.