Fee-only adviser · Noblesville, IN
Prospero Financial Planning, LLC
Prospero Financial Planning, LLC is a fee-only investment adviser registered with the securities regulator of Indiana, with its main office in Noblesville, Indiana. On its latest Form ADV, filed March 29, 2024, it reports $4.5M in regulatory assets under management, 12 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Indiana |
|---|---|
| Firm CRD number | 113046 · SEC file 801-60332 |
| Office | 23 South 8th Street Suite 3400 Noblesville, IN 46060 |
| Phone | (317) 409-4739 |
| Website | www.prosperofp.com |
| Regulatory assets under management | $4.5M |
| Individual clients | 12 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 29, 2024 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
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- Indianpolis 1 firm
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- Pendleton 1 firm
- Zionsville 3 firms
- Greenfield 1 firm
- Brownsburg 2 firms
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