Fee-only adviser · Bradenton, FL
Pullen Investment Management
Pullen Investment Management is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Bradenton, Florida. On its latest Form ADV, filed February 16, 2026, it reports $221M in regulatory assets under management, 84 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 310149 · SEC file 801-127520 |
| Office | 417 12th Street W Suite 212 Bradenton, FL 34205 |
| Phone | (941) 361-2195 |
| Website | www.pulleninvestment.com |
| Regulatory assets under management | $221M |
| Individual clients | 37 non-high-net-worth, 47 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 16, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Bradenton
- Parker Financial Planning, LLC. $12M
- Moseley Investment Management, Inc. $457M
- Setchfield Asset Management $193M
- Peninsula Asset Management Inc $284M
- Monarch Asset Management LLC $76M
See all 6 fee-only advisers in Bradenton →
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