Fee-only adviser · Lehi, UT
R.o.i.
R.o.i. is a fee-only investment adviser registered with the securities regulator of Utah, with its main office in Lehi, Utah. On its latest Form ADV, filed April 14, 2026, it reports $97M in regulatory assets under management, 166 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Utah |
|---|---|
| Firm CRD number | 116966 · SEC file 801-64619 |
| Office | 2901 W Bluegrass Blvd Suite 200-99 Lehi, UT 84043 |
| Phone | (801) 785-3254 |
| Website | www.roionweb.com |
| Regulatory assets under management | $97M |
| Individual clients | 128 non-high-net-worth, 38 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 14, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Lehi
- Decker Retirement Planning Inc. $360M
- Tanara Wealth Management LLC $1.1B
- Provident Living Financial Services $158M
- Solidarity Wealth, LLC $704M
- Switchpoint Financial Planning LLC $367M
- Gajardo Wealth Management LLC $7.2M
See all 11 fee-only advisers in Lehi →
Nearby
- Draper 5 firms
- Bluffdale 1 firm
- Lindon 1 firm
- Alpine 2 firms
- Pleasant Grove 1 firm
- South Jordan 5 firms
- American Fork 1 firm
- Highland 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at R.o.i.? Update this listing.