Fee-only adviser · Honolulu, HI
Regency Capital Management Inc.
Regency Capital Management Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Honolulu, Hawaii. On its latest Form ADV, filed March 4, 2026, it reports $364M in regulatory assets under management, 116 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 312435 · SEC file 801-120277 |
| Office | 1001 Bishop Street Suite 1090 Honolulu, HI 96813 |
| Phone | (808) 451-3193 |
| Website | regencycm.com |
| Regulatory assets under management | $364M |
| Individual clients | 47 non-high-net-worth, 69 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 4, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Honolulu
- Cadinha & Co LLC $1.1B
- CKW Financial Group, LLC $2.5B
- The Rice Partnership, LLC $985M
- Andrews Advisory Associates, LLC $269M
- Financial Planning Hawaii, Inc. $382M
- Kahala Financial Advisors, LLC $203M
See all 20 fee-only advisers in Honolulu →
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Regency Capital Management Inc.? Update this listing.