Fee-only adviser · Dublin, OH
Retirement Strategies, Ltd.
Retirement Strategies, Ltd. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Dublin, Ohio. On its latest Form ADV, filed April 1, 2026, it reports $273M in regulatory assets under management, 412 individual clients and 5 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 163701 · SEC file 801-112738 |
| Office | 5060 Parkcenter Ave. Suite a Dublin, OH 43017 |
| Phone | (614) 799-8668 |
| Website | www.retirement-strategies.com |
| Regulatory assets under management | $273M ($266M discretionary) |
| Individual clients | 337 non-high-net-worth, 75 high-net-worth |
| Financial planning clients | 251-500 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Educational seminars |
| Employees | 10 |
| Disciplinary disclosures | Yes, see SEC record |
| Latest Form ADV filing | April 1, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports disciplinary history on Form ADV. Read the disclosure details on its SEC record before you engage it.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Dublin
- PDS Planning Inc $2.2B
- The Pension Group $182M
- Keeler & Nadler Family Wealth $610M
- Access Wealth Group, LLC $20M
- Compass Financial Group, Inc. $149M
- Capstone Wealth Partners $115M
See all 21 fee-only advisers in Dublin →
Nearby
- Powell 3 firms
- Columbus 47 firms
- Worthington 1 firm
- Hilliard 2 firms
- Upper Arlington 4 firms
- Lewis Center 1 firm
- Westerville 6 firms
- Bexley 1 firm
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