Fee-only adviser · Sutton, NH
Robert A. Zock & Co.,inc.
Robert A. Zock & Co.,inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Sutton, New Hampshire. On its latest Form ADV, filed March 31, 2026, it reports $175M in regulatory assets under management, 96 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 110480 · SEC file 801-11929 |
| Office | 98 Birch Hill Road Sutton, NH 03278 |
| Phone | (603) 456-3106 |
| Website | Not listed |
| Regulatory assets under management | $175M |
| Individual clients | 10 non-high-net-worth, 86 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Hourly |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Nearby
- New London 2 firms
- Springfield 1 firm
- Concord 5 firms
- Laconia 2 firms
- Manchester 3 firms
- Bedford 12 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Robert A. Zock & Co.,inc.? Update this listing.