Fee-only adviser · Rochester, MI
Rochester Wealth Strategies, LLC
Rochester Wealth Strategies, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Rochester, Michigan. On its latest Form ADV, filed August 20, 2026, it reports $204M in regulatory assets under management, 140 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 299150 · SEC file 801-131112 |
| Office | 439 S. Main Street Suite 250 Rochester, MI 48307 |
| Phone | (248) 434-6550 |
| Website | www.rochesterwealthstrategies.com |
| Regulatory assets under management | $204M ($196M discretionary) |
| Individual clients | 60 non-high-net-worth, 80 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management, Pension consulting |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 20, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Rochester
Nearby
- Rochester Hills 2 firms
- Auburn Hills 3 firms
- Troy 21 firms
- Bloomfield Hills 23 firms
- Clawson 1 firm
- Sterling Heights 1 firm
- Birmingham 10 firms
- Clinton Township 1 firm
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Rochester Wealth Strategies, LLC? Update this listing.