Fee-only adviser · Peabody, MA
Rocky Hill Advisors Inc.
Rocky Hill Advisors Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Peabody, Massachusetts. On its latest Form ADV, filed May 27, 2026, it reports $102M in regulatory assets under management, 135 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 123242 · SEC file 801-135804 |
| Office | 7 Essex Green Drive Suite 53-55 Peabody, MA 01960 |
| Phone | (978) 531-5900 |
| Website | www.rockyhilladvisors.com |
| Regulatory assets under management | $102M |
| Individual clients | 108 non-high-net-worth, 27 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | May 27, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
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- Middleton 1 firm
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- Marblehead 3 firms
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