Fee-only adviser · Seattle, WA
Runde & Co. LLC
Runde & Co. LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Seattle, Washington. On its latest Form ADV, filed March 24, 2026, it reports $209M in regulatory assets under management, 44 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 106383 · SEC file 801-78804 |
| Office | 1420 5th Avenue Suite 2200 Seattle, WA 98101 |
| Phone | (206) 323-2255 |
| Website | www.rundeinvestmentmanagement.com |
| Regulatory assets under management | $209M |
| Individual clients | 0 non-high-net-worth, 44 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Seattle
- Brighton Jones LLC $18.9B
- LNW $12.2B
- Garde Capital, Inc. $2.7B
- Oliver Capital Management $506M
- Greene Wealth Management, LLC $1.4B
- Madison Park Capital Advisors, LLC $295M
See all 73 fee-only advisers in Seattle →
Nearby
- Mercer Island 4 firms
- Bellevue 40 firms
- Kirkland 12 firms
- Bainbridge Island 4 firms
- Lake Forest Park 1 firm
- Shoreline 1 firm
- Kenmore 1 firm
- Redmond 7 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Runde & Co. LLC? Update this listing.