Fee-only adviser · Santa Ana, CA
Sector Logic, LP
Sector Logic, LP is a fee-only investment adviser registered with the securities regulators of California, Oregon, with its main office in Santa Ana, California. On its latest Form ADV, filed March 31, 2026, it reports $44M in regulatory assets under management, 52 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, Oregon |
|---|---|
| Firm CRD number | 143470 |
| Office | 200 E. Sandpointe Ave Suite 315 Santa Ana, CA 92707 |
| Phone | (949) 334-3040 |
| Website | www.sectorlogic.com |
| Regulatory assets under management | $44M ($40M discretionary) |
| Individual clients | 35 non-high-net-worth, 17 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Fixed fee |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Santa Ana
- Linda A. Barlow, CFP $240M
- Prosperity Road, LLC $172M
- Qualified Plan Advisory, LLC $105M
- 7 Summits Investment Management, LLC $1.2M
See all 5 fee-only advisers in Santa Ana →
Nearby
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- Anaheim 4 firms
- Newport 1 firm
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- Huntington Beach 8 firms
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