Fee-only adviser · Woodcliff Lake, NJ
Shamrock Financial Services
Shamrock Financial Services is a fee-only investment adviser registered with the securities regulators of North Carolina, New Jersey, New York, with its main office in Woodcliff Lake, New Jersey. On its latest Form ADV, filed March 24, 2026, it reports $27M in regulatory assets under management, 109 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: North Carolina, New Jersey, New York |
|---|---|
| Firm CRD number | 151857 |
| Office | 50 Tice Blvd. #340 Woodcliff Lake, NJ 07677 |
| Phone | (201) 250-1148 |
| Website | www.shamrockfinancialservices.com |
| Regulatory assets under management | $27M |
| Individual clients | 99 non-high-net-worth, 10 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Selection of other advisers, Educational seminars |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Woodcliff Lake
- Drucker Wealth $891M
- Tandem Capital Management, Inc. $280M
- Active Wealth Advisors $75M
See all 4 fee-only advisers in Woodcliff Lake →
Nearby
- Montvale 3 firms
- Saddle River 2 firms
- Westwood 1 firm
- Pearl River 2 firms
- Ridgewood 3 firms
- Ramsey 3 firms
- Paramus 2 firms
- Glen Rock 1 firm
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