Fee-only adviser · Milwaukee, WI
Sims Capital Management LLC
Sims Capital Management LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Milwaukee, Wisconsin. On its latest Form ADV, filed March 26, 2026, it reports $56M in regulatory assets under management, 16 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 129398 · SEC file 801-67455 |
| Office | 225 E. Mason Street Suite 802 Milwaukee, WI 53202 |
| Phone | (414) 765-1107 |
| Website | www.simstotalreturn.com |
| Regulatory assets under management | $56M |
| Individual clients | 16 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Other |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Milwaukee
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- Oarsman Capital, Inc $1.2B
- Operose Advisors LLC $2.1B
- 1834 Investment Advisors Co. $2.2B
- Diversified Management Inc $1.9B
See all 34 fee-only advisers in Milwaukee →
Nearby
- Wauwatosa 3 firms
- Greenfield 1 firm
- Elm Grove 4 firms
- Brookfield 8 firms
- Mequon 7 firms
- Oak Creek 1 firm
- Thiensville 1 firm
- Germantown 1 firm
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