Fee-only adviser · Bothell, WA
Sound Investment Strategies, Inc.
Sound Investment Strategies, Inc. is a fee-only investment adviser registered with the securities regulators of California, Washington, with its main office in Bothell, Washington. On its latest Form ADV, filed September 29, 2026, it reports $63M in regulatory assets under management, 94 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, Washington |
|---|---|
| Firm CRD number | 141440 · SEC file 801-67170 |
| Office | 22722 29th DR SE Suite 100 Bothell, WA 98021 |
| Phone | (425) 780-4457 |
| Website | www.investsoundly.com |
| Regulatory assets under management | $63M |
| Individual clients | 74 non-high-net-worth, 20 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 29, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Bothell
Nearby
- Kenmore 1 firm
- Woodinville 1 firm
- Lynnwood 3 firms
- Lake Forest Park 1 firm
- Shoreline 1 firm
- Edmonds 4 firms
- Kirkland 12 firms
- Redmond 7 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Sound Investment Strategies, Inc.? Update this listing.