Fee-only adviser · Charleston, SC
Southern Capital Management Corporation
Southern Capital Management Corporation is a fee-only investment adviser registered with the securities regulators of Alabama, North Carolina, South Carolina, with its main office in Charleston, South Carolina. On its latest Form ADV, filed February 24, 2026, it reports $43M in regulatory assets under management, 85 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Alabama, North Carolina, South Carolina |
|---|---|
| Firm CRD number | 118508 |
| Office | 4 Carriage Lane #407 Charleston, SC 29407 |
| Phone | (888) 528-8205 |
| Website | soucap.net |
| Regulatory assets under management | $43M |
| Individual clients | 75 non-high-net-worth, 10 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Fixed fee |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Charleston
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- Capasso Planning Partners LLC $274M
- Charleston Financial Advisors, LLC $262M
- Warren Capital Group $131M
- Kinwell LLC $215M
- Matthew Laydon Capital Management $30M
See all 14 fee-only advisers in Charleston →
Nearby
- Mt. Pleasant 18 firms
- Sullivans Island 1 firm
- Daniel Island 5 firms
- Johns Island 1 firm
- Kiawah Island 1 firm
- Summerville 2 firms
- Moncks Corner 1 firm
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