Fee-only adviser · Huntington Beach, CA
Southland Investments
Southland Investments is a fee-only investment adviser registered with the securities regulators of California, New York, with its main office in Huntington Beach, California. On its latest Form ADV, filed March 17, 2026, it reports $25M in regulatory assets under management, 83 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California, New York |
|---|---|
| Firm CRD number | 134478 |
| Office | 16168 Beach Blvd. #201 Huntington Beach, CA 92647 |
| Phone | (714) 841-5804 |
| Website | www.southlandinvestment.com |
| Regulatory assets under management | $25M |
| Individual clients | 81 non-high-net-worth, 2 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 17, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Huntington Beach
- Weaver Consulting Group, LLC $1.0B
- Clay Northam Wealth Management $355M
- Stewardship Wealth Management Solutions $153M
- Capital Resources and Insurance, Inc $55M
- Gregory Advisors Inc. $1.4M
- Your Private Client Group, Inc. $237M
See all 8 fee-only advisers in Huntington Beach →
Nearby
- Westminster 2 firms
- Seal Beach 4 firms
- Los Alamitos 2 firms
- Costa Mesa 8 firms
- Long Beach 8 firms
- Santa Ana 5 firms
- Newport 1 firm
- Newport Beach 63 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Southland Investments? Update this listing.