Fee-only adviser · Mequon, WI
Spectrum Investment Advisors, Inc.
Spectrum Investment Advisors, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Mequon, Wisconsin. On its latest Form ADV, filed March 23, 2026, it reports $1.1B in regulatory assets under management, 407 individual clients and 20 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 108669 · SEC file 801-56966 |
| Office | 6329 West Mequon Road Mequon, WI 53092 |
| Phone | (262) 238-4010 |
| Website | www.spectruminvestor.com |
| Regulatory assets under management | $1.1B ($1.1B discretionary) |
| Individual clients | 198 non-high-net-worth, 209 high-net-worth |
| Financial planning clients | 26-50 |
| How it charges | Percentage of assets, Hourly, Fixed fee, Other |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 27 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 23, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Mequon
- Richmond Investment Services LLC $742M
- Denali Wealth Management, Inc. $226M
- Summit Financial Management LLC $65M
- Beadell a D Investment Counsel Inc $250M
- The Kieckhefer Group $241M
- McDevitt & Bird Investment Management Co $8.9M
See all 7 fee-only advisers in Mequon →
Nearby
- Thiensville 1 firm
- Cedarburg 1 firm
- Grafton 1 firm
- Germantown 1 firm
- Milwaukee 34 firms
- Wauwatosa 3 firms
- Brookfield 8 firms
- Elm Grove 4 firms
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