Fee-only adviser · Mequon, WI
Summit Financial Management LLC
Summit Financial Management LLC is a fee-only investment adviser registered with the securities regulator of Wisconsin, with its main office in Mequon, Wisconsin. On its latest Form ADV, filed March 2, 2026, it reports $65M in regulatory assets under management, 80 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Wisconsin |
|---|---|
| Firm CRD number | 285353 |
| Office | 1001 W. Glen Oaks Lane Suite 205 Mequon, WI 53092 |
| Phone | (262) 236-5090 |
| Website | www.summitwisconsin.com |
| Regulatory assets under management | $65M |
| Individual clients | 80 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Educational seminars |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 2, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Mequon
- Richmond Investment Services LLC $742M
- Spectrum Investment Advisors, Inc. $1.1B
- Denali Wealth Management, Inc. $226M
- Beadell a D Investment Counsel Inc $250M
- The Kieckhefer Group $241M
- McDevitt & Bird Investment Management Co $8.9M
See all 7 fee-only advisers in Mequon →
Nearby
- Thiensville 1 firm
- Cedarburg 1 firm
- Grafton 1 firm
- Germantown 1 firm
- Milwaukee 34 firms
- Wauwatosa 3 firms
- Brookfield 8 firms
- Elm Grove 4 firms
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