Fee-only adviser · Columbia, SC
Spectrum Wealth Advisors, LLC
Spectrum Wealth Advisors, LLC is a fee-only investment adviser registered with the securities regulators of North Carolina, South Carolina, with its main office in Columbia, South Carolina. On its latest Form ADV, filed February 21, 2026, it reports $53M in regulatory assets under management, 5 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: North Carolina, South Carolina |
|---|---|
| Firm CRD number | 144452 |
| Office | 240 Stoneridge Drive Suite 300 Columbia, SC 29210 |
| Phone | (803) 454-0310 |
| Website | Not listed |
| Regulatory assets under management | $53M |
| Individual clients | 5 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management, Pension consulting |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 21, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Columbia
- Anchor Investment Management $1.5B
- Abacus Planning Group, Inc. $2.2B
- Beers Kight Financial Advisors, LLC $179M
- A. J. Brooker Financial Associates $28M
- William B. Walkup & Associates, Inc. $178M
- Capital Wealth Group LLC $24M
See all 14 fee-only advisers in Columbia →
Nearby
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