Spring Ocean Capital LLC

Spring Ocean Capital LLC is a fee-only investment adviser registered with the securities regulator of Ohio, with its main office in Chagrin Falls, Ohio. On its latest Form ADV, filed March 31, 2026, it reports $3.1M in regulatory assets under management and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: Ohio
Firm CRD number	282737
Office	160 W Orange Hill Cir Chagrin Falls, OH 44022
Phone	(888) 560-6709
Website	www.springoceancapital.com
Regulatory assets under management	$3.1M
Individual clients	Fewer than 5
Financial planning clients	0
How it charges	Percentage of assets
Services	Portfolio management
Employees	1
Disciplinary disclosures	None reported
Latest Form ADV filing	March 31, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Chagrin Falls

• Chapman & Chapman Advisors LLC $146M

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