Fee-only adviser · Tulsa, OK
Step by Step Financial, LLC
Step by Step Financial, LLC is a fee-only investment adviser registered with the securities regulator of Oklahoma, with its main office in Tulsa, Oklahoma. On its latest Form ADV, filed October 27, 2026, it reports $63M in regulatory assets under management, 66 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Oklahoma |
|---|---|
| Firm CRD number | 146345 |
| Office | 9717 E. 42nd ST. Suite 103 Tulsa, OK 74146 |
| Phone | (918) 806-1030 |
| Website | www.stepbystepfinancial.com |
| Regulatory assets under management | $63M ($57M discretionary) |
| Individual clients | 50 non-high-net-worth, 16 high-net-worth |
| Financial planning clients | 51-100 |
| How it charges | Percentage of assets, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Selection of other advisers |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | October 27, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Tulsa
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- Sustainable Advisors Alliance LLC $235M
- Gibraltar Capital Management, Inc. $1.3B
- Scissortail Wealth Management, LLC $568M
- Pinnacle Investment Advisors $508M
- Warburton Capital Management, LLC $787M
See all 30 fee-only advisers in Tulsa →
Nearby
- Broken Arrow 1 firm
- Bixby 1 firm
- Sapulpa 1 firm
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