Fee-only adviser · Tacoma, WA
Stolz & Associates, PS
Stolz & Associates, PS is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Tacoma, Washington. On its latest Form ADV, filed September 11, 2026, it reports $282M in regulatory assets under management, 193 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 117216 · SEC file 801-117720 |
| Office | 3102 Ruston Way Suite a Tacoma, WA 98402 |
| Phone | (253) 272-3441 |
| Website | www.stolzassoc.com |
| Regulatory assets under management | $282M ($253M discretionary) |
| Individual clients | 130 non-high-net-worth, 63 high-net-worth |
| Financial planning clients | 101-250 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 11, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Tacoma
- Financial Insights Wealth Management $747M
- Columbia River Advisors $191M
- Seneschal Family Office $301M
- MKT and Associates LLC $379M
- Rainier Family Wealth, Inc. $331M
- Equal Path Investments $23M
See all 10 fee-only advisers in Tacoma →
Nearby
- University Place 1 firm
- Federal Way 5 firms
- Gig Harbor 8 firms
- Puyallup 3 firms
- Fox Island 1 firm
- Port Orchard 2 firms
- Lacey 2 firms
- Mercer Island 4 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Stolz & Associates, PS? Update this listing.