Summit Financial Strategies Inc

Summit Financial Strategies Inc is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Columbus, Ohio. On its latest Form ADV, filed October 8, 2026, it reports $2.3B in regulatory assets under management, 1,013 individual clients and 31 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	SEC-registered
Firm CRD number	110112 · SEC file 801-50616
Office	4111 Worth Ave. #510 Columbus, OH 43219
Phone	(614) 885-1115
Website	www.summitfin.com
Regulatory assets under management	$2.3B ($2.1B discretionary)
Individual clients	438 non-high-net-worth, 575 high-net-worth
Financial planning clients	251-500
How it charges	Percentage of assets, Other
Services	Financial planning, Portfolio management, Pension consulting, Selection of other advisers
Employees	37
Disciplinary disclosures	None reported
Latest Form ADV filing	October 8, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

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• John E. Sestina and Company $744M

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