Fee-only adviser · Exton, PA
Summit Group Retirement Planners, Inc.
Summit Group Retirement Planners, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Exton, Pennsylvania. On its latest Form ADV, filed February 26, 2026, it reports $302M in regulatory assets under management, 189 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 169823 · SEC file 801-110664 |
| Office | 431 Exton Commons Exton, PA 19341 |
| Phone | (484) 467-7899 |
| Website | www.sgretirementplanners.com |
| Regulatory assets under management | $302M |
| Individual clients | 177 non-high-net-worth, 12 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Pension consulting, Educational seminars |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 26, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Exton
- Ehb Financial Resources Managemnt, Inc. $164M
- Prowell Financial Management, LLC $6.9B
- Whitford Financial Planning $19M
- Private Wealth Management, LLC $72M
- Birch Run Investments, LLC $457M
See all 6 fee-only advisers in Exton →
Nearby
- Downingtown 4 firms
- Malvern 8 firms
- West Chester 6 firms
- Phoenixville 2 firms
- Paoli 3 firms
- Berwyn 8 firms
- Coatesville 1 firm
- Glen Mills 2 firms
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