Fee-only adviser · Summit, NJ
Summit Place Financial Advisors, LLC
Summit Place Financial Advisors, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Summit, New Jersey. On its latest Form ADV, filed September 25, 2026, it reports $300M in regulatory assets under management, 59 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 147984 · SEC file 801-96169 |
| Office | 18 Bank Street Suite 202 Summit, NJ 07901 |
| Phone | (908) 517-5880 |
| Website | www.summitplacefinancial.com |
| Regulatory assets under management | $300M |
| Individual clients | 9 non-high-net-worth, 50 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 6 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 25, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Summit
- Circle Wealth Management, LLC $14.1B
- Seabridge Investment Advisors LLC $771M
- Beacon Hill Private Wealth LLC $54M
- Grand Life Financial LLC $8.6M
- Pulver Capital Management LLC $82M
- Westmount Capital Group LLC Not reported
See all 8 fee-only advisers in Summit →
Nearby
- Springfield 2 firms
- New Providence 1 firm
- Mountainside 2 firms
- Chatham 1 firm
- Short Hills 7 firms
- Berkeley Heights 1 firm
- Vauxhall 1 firm
- Florham Park 1 firm
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