Fee-only adviser · Oklahoma City, OK
Sweeney Asset Management, LLC
Sweeney Asset Management, LLC is a fee-only investment adviser registered with the securities regulators of Oklahoma, Texas, with its main office in Oklahoma City, Oklahoma. On its latest Form ADV, filed January 31, 2026, it reports $29M in regulatory assets under management, 26 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Oklahoma, Texas |
|---|---|
| Firm CRD number | 138312 |
| Office | 720 NW 50th ST. Suite 101 Oklahoma City, OK 73118 |
| Phone | (405) 601-9390 |
| Website | Not listed |
| Regulatory assets under management | $29M |
| Individual clients | 6 non-high-net-worth, 20 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Other |
| Services | Portfolio management, Selection of other advisers |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | January 31, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Oklahoma City
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- Vista Investment Partners LLC $611M
- Lig Capital Management, LLC $250M
- Windle Wealth $251M
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