Fee-only adviser · Durham, NC
Sycamore Financial Planning, LLC
Sycamore Financial Planning, LLC is a fee-only investment adviser registered with the securities regulators of Louisiana, Massachusetts, North Carolina, South Carolina, with its main office in Durham, North Carolina. On its latest Form ADV, filed April 21, 2026, it reports $104M in regulatory assets under management, 34 individual clients and 5 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Louisiana, Massachusetts, North Carolina, South Carolina |
|---|---|
| Firm CRD number | 159212 |
| Office | 1005 Slater Road Suite 320 Durham, NC 27703 |
| Phone | (919) 213-1737 |
| Website | www.sycamorefinancialplanning.com |
| Regulatory assets under management | $104M |
| Individual clients | 31 non-high-net-worth, 3 high-net-worth |
| Financial planning clients | 251-500 |
| How it charges | Hourly, Fixed fee |
| Services | Financial planning, Portfolio management, Selection of other advisers, Educational seminars |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | April 21, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Durham
- Kuhn Advisors, Inc. $801M
- Integrated Wealthcare, LLC $218M
- Fulbright Financial Consulting, PA $71M
- Fryar Financial $19M
- Wolfbridge Wealth $89M
- Onyx Wealth Management, LLC $6.3M
See all 11 fee-only advisers in Durham →
Nearby
- Research Triangle Park 1 firm
- Chapel Hill 20 firms
- Raleigh 42 firms
- Apex 5 firms
- Cary 9 firms
- Wake Forest 2 firms
- Pittsboro 1 firm
- New Hill 1 firm
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