Fee-only adviser · Beachwood, OH
Thomas & Company LLC
Thomas & Company LLC is a fee-only investment adviser registered with the securities regulator of Ohio, with its main office in Beachwood, Ohio. On its latest Form ADV, filed January 9, 2026, it reports $81M in regulatory assets under management, 21 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Ohio |
|---|---|
| Firm CRD number | 164731 |
| Office | 25800 Science Park Drive Suite 150 Beachwood, OH 44122 |
| Phone | (216) 292-9901 |
| Website | Not listed |
| Regulatory assets under management | $81M |
| Individual clients | 6 non-high-net-worth, 15 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | January 9, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Beachwood
- CM Wealth Advisors LLC $3.6B
- Shaker Investments $259M
- Kosmin Wealth Management $18M
- Oncenter Financial Advisors LLC $55M
- Angart & Co. $16M
- Grenadilla Advisory LLC $2.5M
See all 11 fee-only advisers in Beachwood →
Nearby
- Orange Village 1 firm
- Shaker Heights 1 firm
- Woodmere 1 firm
- Lyndhurst 1 firm
- Mayfield Heights 2 firms
- Pepper Pike 7 firms
- Cleveland Heights 2 firms
- Chagrin Falls 2 firms
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