Fee-only adviser · Clearwater, FL
Three Oaks Partners Investment Counsel LLC
Three Oaks Partners Investment Counsel LLC is a fee-only investment adviser registered with the securities regulators of Florida, Missouri, with its main office in Clearwater, Florida. On its latest Form ADV, filed September 18, 2026, it reports $6.0M in regulatory assets under management, 19 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: Florida, Missouri |
|---|---|
| Firm CRD number | 333279 |
| Office | 1901 Ulmerton Road Suite 625-304 Clearwater, FL 33762 |
| Phone | (727) 228-0673 |
| Website | 3oakspartners.com |
| Regulatory assets under management | $6.0M |
| Individual clients | 16 non-high-net-worth, 3 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets, Hourly, Fixed fee |
| Services | Financial planning, Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | September 18, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Clearwater
- Csenge Advisory Group, LLC $3.2B
- Indivisible Partners $2.1B
- Successful Portfolios LLC $282M
- Unify Financial Advisors $156M
- Noble Family Wealth $527M
- Asset Management Financial Services Inc. $79M
See all 9 fee-only advisers in Clearwater →
Nearby
- Largo 1 firm
- Belleair Bluffs 1 firm
- Safety Harbor 2 firms
- Dunedin 1 firm
- Seminole 2 firms
- Palm Harbor 4 firms
- St. Petersburg 17 firms
- Tampa 43 firms
Comparing several firms? Tell us what you need and we will suggest fee-only advisers that fit. Work at Three Oaks Partners Investment Counsel LLC? Update this listing.