Fee-only adviser · San Rafael, CA
Tran Capital Management, L.P.
Tran Capital Management, L.P. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in San Rafael, California. On its latest Form ADV, filed February 23, 2026, it reports $890M in regulatory assets under management, 293 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 107049 · SEC file 801-9747 |
| Office | 1000 4th ST Suite 800 San Rafael, CA 94901 |
| Phone | (415) 461-3800 |
| Website | www.trancapital.com |
| Regulatory assets under management | $890M ($874M discretionary) |
| Individual clients | 215 non-high-net-worth, 78 high-net-worth |
| Financial planning clients | Not reported |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 7 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 23, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It sponsors or manages a wrap fee program; ask what the bundled fee covers.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in San Rafael
- Westhill Financial Advisors, Inc. $789M
- Fiduciary Financial Group, LLC $1.1B
- Stewart Wealth Management, Inc. $582M
- Meritas Wealth Management, LLC $619M
- Shira Ridge Wealth Management $366M
- Capital Trust Advisors $403M
See all 26 fee-only advisers in San Rafael →
Nearby
- Corte Madera 3 firms
- Larkspur 6 firms
- Ross 2 firms
- Greenbrae 5 firms
- Kentfield 2 firms
- San Anselmo 2 firms
- Mill Valley 14 firms
- Tiburon 4 firms
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