Fee-only adviser · Orange, CA
Ulivi Wealth Management
Ulivi Wealth Management is a fee-only investment adviser registered with the securities regulator of California, with its main office in Orange, California. On its latest Form ADV, filed February 12, 2026, it reports $12M in regulatory assets under management, 17 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 133666 |
| Office | 369 South Glassell ST. Orange, CA 92866 |
| Phone | (714) 771-6000 |
| Website | www.ulivi.com |
| Regulatory assets under management | $12M ($2.7M discretionary) |
| Individual clients | 17 non-high-net-worth, 0 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Portfolio management |
| Employees | 1 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 12, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Orange
- BW & Associates, Inc. $693M
- Tabr Capital Management, LLC $241M
- Crossroads Planning $63M
- Keep It Simple Financial Planning $71M
- Pacific Investment Research $150M
- Balancing Life Financial Planning $19M
See all 8 fee-only advisers in Orange →
Nearby
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- Tustin 7 firms
- Anaheim 4 firms
- Placentia 1 firm
- Yorba Linda 1 firm
- Costa Mesa 8 firms
- Fullerton 2 firms
- Westminster 2 firms
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