Fee-only adviser · Tustin, CA
Vaughn Investment Advisors Inc
Vaughn Investment Advisors Inc is a fee-only investment adviser registered with the securities regulator of California, with its main office in Tustin, California. On its latest Form ADV, filed February 19, 2026, it reports $60M in regulatory assets under management, 22 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | State-registered: California |
|---|---|
| Firm CRD number | 111249 · SEC file 801-64075 |
| Office | 17621 Irvine Blvd Suite 104 Tustin, CA 92780 |
| Phone | (714) 565-0144 |
| Website | Not listed |
| Regulatory assets under management | $60M |
| Individual clients | 12 non-high-net-worth, 10 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Other |
| Services | Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 19, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Tustin
- RMR Capital Management LLC $171M
- Barnett Financial Planning $67M
- 21 West Wealth Management LLC $137M
- Peaceful Advisors LLC $8.4M
- The Financial Advisors $68M
- Glacier Point Advisors, LLC $7.6M
See all 7 fee-only advisers in Tustin →
Nearby
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- Orange 8 firms
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- Anaheim 4 firms
- Newport 1 firm
- Newport Beach 63 firms
- Corona Del Mar 2 firms
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