Fee-only adviser · Columbia, SC
Wallick Investments, LLC
Wallick Investments, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Columbia, South Carolina. On its latest Form ADV, filed October 30, 2026, it reports $168M in regulatory assets under management, 297 individual clients and 3 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 162976 · SEC file 801-133719 |
| Office | 2118 Lincoln Street Columbia, SC 29201 |
| Phone | (803) 699-9400 |
| Website | www.wallickinvestments.com |
| Regulatory assets under management | $168M |
| Individual clients | 244 non-high-net-worth, 53 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets, Other |
| Services | Portfolio management, Educational seminars |
| Employees | 5 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | October 30, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Columbia
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- Abacus Planning Group, Inc. $2.2B
- Beers Kight Financial Advisors, LLC $179M
- A. J. Brooker Financial Associates $28M
- William B. Walkup & Associates, Inc. $178M
- Capital Wealth Group LLC $24M
See all 14 fee-only advisers in Columbia →
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