Fee-only adviser · Larkspur, CA
Warm Springs Advisors Inc.
Warm Springs Advisors Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Larkspur, California. On its latest Form ADV, filed February 13, 2026, it reports $131M in regulatory assets under management, 15 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 306501 · SEC file 801-134774 |
| Office | 80 E. Sir Francis Drake Blvd. Suite 4D Larkspur, CA 94939 |
| Phone | (415) 497-8564 |
| Website | Not listed |
| Regulatory assets under management | $131M |
| Individual clients | 0 non-high-net-worth, 15 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 3 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | February 13, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Larkspur
- Tamalpais Asset Management $263M
- Raub Brock Capital Management, LP $2.9B
- Broadwing Capital Advisors, Inc. $148M
- Shepherd Street Advisors $126M
- Proprietor Wealth Management Inc. $84M
See all 6 fee-only advisers in Larkspur →
Nearby
- Greenbrae 5 firms
- Kentfield 2 firms
- Corte Madera 3 firms
- Ross 2 firms
- San Rafael 26 firms
- Mill Valley 14 firms
- San Anselmo 2 firms
- Tiburon 4 firms
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