Fee-only adviser · Mountain View, CA
Waverley Wealth Management LLC
Waverley Wealth Management LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Mountain View, California. On its latest Form ADV, filed January 23, 2026, it reports $201M in regulatory assets under management, 114 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 156023 · SEC file 801-123471 |
| Office | 2570 W. El Camino Real Suite 680 Mountain View, CA 94040 |
| Phone | (650) 559-9700 |
| Website | www.waverleywealth.com |
| Regulatory assets under management | $201M |
| Individual clients | 44 non-high-net-worth, 70 high-net-worth |
| Financial planning clients | 0 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | January 23, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Mountain View
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- Disruptiveseculargrowth Corporation $35M
- Ap Investment Management $42M
- Northern Star Generational Wealth $5.5M
- Pariveda Investment Management $48M
- Ardent Capital $59M
See all 7 fee-only advisers in Mountain View →
Nearby
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- Campbell 5 firms
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