Fee-only adviser · Carlsbad, CA
Wealthrise Financial Planning, LLC
Wealthrise Financial Planning, LLC is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Carlsbad, California. On its latest Form ADV, filed March 27, 2026, it reports $136M in regulatory assets under management, 98 individual clients and 2 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 283764 · SEC file 801-134557 |
| Office | 5938 Priestly DR., Suite 103 Carlsbad, CA 92008 |
| Phone | (760) 508-0368 |
| Website | www.wealthrisefp.com |
| Regulatory assets under management | $136M |
| Individual clients | 42 non-high-net-worth, 56 high-net-worth |
| Financial planning clients | 11-25 |
| How it charges | Percentage of assets, Hourly |
| Services | Financial planning, Portfolio management |
| Employees | 2 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 27, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Carlsbad
- Financial Focus LLC $800M
- Seaside Wealth Management, Inc. $459M
- MKT Advisors LLC $464M
- Carlsbad Wealth Advisory Group, Inc. $238M
- Fonte Financial Advisors $158M
- Five Oceans Advisors $456M
See all 17 fee-only advisers in Carlsbad →
Nearby
- Oceanside 1 firm
- Encinitas 10 firms
- San Marcos 4 firms
- Vista 1 firm
- Cardiff by the Sea 2 firms
- Cardiff-By-The-Sea 1 firm
- Solana Beach 4 firms
- Rancho Santa Fe 7 firms
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