Wolff Financial

Wolff Financial is a fee-only investment adviser registered with the securities regulator of South Carolina, with a mailing address in Greenville, South Carolina (its office is a private residence, so the street address is not published). On its latest Form ADV, filed June 12, 2026, it reports $12M in regulatory assets under management, 29 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.

Key facts from Form ADV

Registration	State-registered: South Carolina
Firm CRD number	314116
Office	Greenville, SC (mailing address; office not published)
Phone	(864) 209-1110
Website	www.wolff-finance.com
Regulatory assets under management	$12M
Individual clients	25 non-high-net-worth, 4 high-net-worth
Financial planning clients	26-50
How it charges	Percentage of assets, Fixed fee
Services	Financial planning, Portfolio management, Selection of other advisers, Educational seminars
Employees	1
Disciplinary disclosures	None reported
Latest Form ADV filing	June 12, 2026

Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.

What this means for you

• It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
• It also charges a percentage of assets managed for ongoing investment management.
• Most of its individual clients are not high-net-worth, so it is likely to work with people who are still building assets.
• It provides financial planning services, not only portfolio management.
• It reports no disciplinary history on Form ADV.

Before you hire any adviser

Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.

Other fee-only advisers in Greenville

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• Global View Investment Advisors, LLC $554M
• Hardin Capital Partners, LLC $448M
• Norris Financial Group, LLC $353M
• Southeast Financial Advisors $133M
• Goepper Burkhardt LLC $380M

See all 17 fee-only advisers in Greenville →

Nearby

• Greer 2 firms
• Simpsonville 2 firms
• Boiling Springs 1 firm