Fee-only adviser · St. Petersburg, FL
Yale Capital Corp.
Yale Capital Corp. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in St. Petersburg, Florida. On its latest Form ADV, filed August 28, 2026, it reports $5.6B in regulatory assets under management, 118 individual clients and 4 employees who give investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 126992 · SEC file 801-64116 |
| Office | 6475 1st Ave South St. Petersburg, FL 33707 |
| Phone | (727) 823-0006 |
| Website | www.yalecapital.com |
| Regulatory assets under management | $5.6B |
| Individual clients | 0 non-high-net-worth, 118 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets |
| Services | Financial planning, Portfolio management |
| Employees | 7 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | August 28, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It charges only as a percentage of the assets it manages. Ask about the fee schedule and any account minimum, which Form ADV Part 1 does not record.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in St. Petersburg
- Lighthouse Financial $756M
- Sagace Wealth Management $163M
- Avid Planning $59M
- Burkart Financial Group, Inc. $72M
- Hygge Advisors, LLC $23M
- Personal Asset Management $33M
See all 17 fee-only advisers in St. Petersburg →
Nearby
- Seminole 2 firms
- Largo 1 firm
- Clearwater 9 firms
- Belleair Bluffs 1 firm
- Tampa 43 firms
- Safety Harbor 2 firms
- Bradenton 6 firms
- Dunedin 1 firm
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