Fee-only adviser · Toledo, OH
Alan B. Lancz & Associates, Inc.
Alan B. Lancz & Associates, Inc. is a fee-only investment adviser registered with the U.S. Securities and Exchange Commission, with its main office in Toledo, Ohio. On its latest Form ADV, filed March 24, 2026, it reports $175M in regulatory assets under management, 99 individual clients and 1 employee who gives investment advice. It reports no commission compensation, is not registered as a broker-dealer and does not act as an insurance agent.
Key facts from Form ADV
| Registration | SEC-registered |
|---|---|
| Firm CRD number | 105363 · SEC file 801-24450 |
| Office | 3435 N Holland Sylvania RD Toledo, OH 43615 |
| Phone | (419) 536-5200 |
| Website | www.ablonline.com |
| Regulatory assets under management | $175M |
| Individual clients | 36 non-high-net-worth, 63 high-net-worth |
| Financial planning clients | 1-10 |
| How it charges | Percentage of assets, Hourly, Fixed fee, Other |
| Services | Financial planning, Portfolio management, Pension consulting |
| Employees | 4 |
| Disciplinary disclosures | None reported |
| Latest Form ADV filing | March 24, 2026 |
Source: the firm’s Form ADV Part 1A as published by the SEC’s Investment Adviser Public Disclosure database, data as of November 6, 2026. Figures are self-reported by the firm.
What this means for you
- It offers hourly or fixed-fee arrangements, so you may be able to pay for a plan without handing over your investments.
- It also charges a percentage of assets managed for ongoing investment management.
- Most of its individual clients are high-net-worth, which on Form ADV means they meet the SEC’s qualified-client or qualified-purchaser test: broadly, more than $1 million managed by the adviser or a net worth above $2 million, with the thresholds indexed for inflation.
- It provides financial planning services, not only portfolio management.
- It reports no disciplinary history on Form ADV.
Before you hire any adviser
Read the firm’s Form ADV Part 2 brochure on its SEC record: it sets out fees, minimums, conflicts of interest and who will manage your money. Ask whether the firm acts as a fiduciary for all of your accounts, how it is paid in total, and who holds your assets. Our guide to choosing a financial adviser lists the questions to ask.
Other fee-only advisers in Toledo
- KMG Fiduciary Partners, LLC $1.7B
- Candela Financial $21K
- Reinhart Asset Management LLC $2.9M
- Gurnee Group, LLC $22M
See all 5 fee-only advisers in Toledo →
Nearby
- Holland 3 firms
- Sylvania 1 firm
- Maumee 1 firm
- Perrysburg 3 firms
- Waterville 1 firm
- Whitehouse 1 firm
- Monroe 2 firms
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